Risk Assessment
Assisted risk assessment and risk scoring
A comprehensive framework for assessing money laundering and terrorist financing risks with assisted risk assessment and recommended risk ratings
Industry-specific templates
Carefully designed for quick adoption
Risk assessment templates are industry-specific and meant for plug and play, ensuring regulated entities are compliant with the latest AML laws and regulations in Hong Kong.
- Updated frequently.
- Regular updates by our team ensure you are on top of regulatory updates.
- Industry-specific.
- Risk assessment designed to meet the standards of each regulatory body.
- Highly customisable.
- Risk assessment questions can be modified to fit your in-house risk assessment template.
Auditable Risk Assessment Reports
Be inspection-ready
Maintain a comprehensive audit trail of each Risk Assessment to ensure you are always prepared for regulatory inspections. Auditable reports are automatically generated upon completion and stored within respective client profiles.
- Extensive audit trail and reporting.
- Detailed risk assessment reports with submission timestamps are generated and can be used as evidence for regulatory inspections.
- Take notes.
- Leave important notes and comments to document observations made during the risk assessment process, ensuring a thorough and transparent audit trail.
Risk Scoring System
Assisted risk scoring
- Tailored methodology.
- Recommended risk ratings and required level of due diligence are carefully designed to align with the requirements in each regulatory body in Hong Kong.
- Recommended risk Ratings.
- Risk ratings are based on the background and CDD documents of the clients.
- Enhanced due diligence.
- Provide recommended enhanced due diligence measures for your high-risk clients.
